- Passport system but Ontario does not participate in it. Canadian Securities Administrators (CSA).
- CSA maintains 4 databases:
- SEDAR: System for Electronic Document Analysis and Retrieval
- SED: System for Electronic Disclosure by Insiders
- NRD: National Registration Database
- CTO: National Registration Database
- IIROC (Investment Industry Regulatory Organization of Canada)
- equity and debt market
- criticized by investor advocates as ineffective.
- Investment Dealers Association of Canada (IDA)
- Market Regulation Services Inc. (RS)
- MFDA (Mutual Fund Dealers Association)
- No federal regulator
1) https://en.wikipedia.org/wiki/Canadian_securities_regulation
2) http://ccmr-ocrmc.ca/
